Privacy Policy

I respect your personal financial privacy. You have entrusted me with private personal financial information, and it is important to me that you know my policy concerning what I do with that information. The personal financial information I collect about you may include information you provide me in investment advisory agreements, brokerage account applications, and other documents you complete in connection with the opening and maintenance of your accounts; information you provide me orally; and information I receive from third parties, such as brokerage firms, about your transactions with RWBI or with others.

I do not disclose any nonpublic personal financial information about you to anyone, except when required to execute transactions for your account or otherwise to provide services you have requested; or when you have specifically authorized me to do so in writing; or when permitted or required by law.

Within my business, no one other than myself has access to your personal financial information. To ensure security and confidentiality, I maintain physical, electronic, and procedural safeguards to protect your privacy. I do not provide your personal information to mailing list solicitors or vendors.